Published quarterly, the Watch List is a list of funds from our Core Investment Platform (CIP) that we’re closely monitoring. This is in addition to our regular governance activities. We review various factors including:

  • organizational changes 
  • loss or addition of key investment personnel 
  • changes in investment style 
  • legal or regulatory issues
  • significant losses of assets or clients

The Watch List makes it easier for plan sponsors to keep up to date on potential issues with investment managers or specific funds. It also supports conversations with Clients around key qualitative considerations. We typically publish the Watch List 8-10 weeks after the end of the quarter.  
For more information, please contact your Investment Solutions Executive (ISE).