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For tips on completing the transfer forms, please refer to the transfer checklist.

Fillable web forms

Fillable web forms may not work properly or produce consistent results in some Internet browsers or PDF readers. Download the flattened version of the forms (non-fillable) to send, or to print out and fill in manually.

New contract supplemental forms

Certificate of incumbency (4207-E)

Identity verification, third party determination and politically exposed foreign persons (PEFP) (4105-E) - This form was replaced by 4830-E and 4831-E.

International tax classification for an entity (4545-E)

Instruction page for completion of International tax classification for an entity (4545-I-E)

Instructions for completion of International tax classification for a non-financial entity (4545-NFE-E)

International tax self-certification for individuals (4573-E)

Legacy settlement option (4633-E)

Identity verification, third party determination and politically exposed persons (PEP) for individual owners (4830-E)

Instruction page for completion of Identity verification, third party determination and politically exposed persons (PEP) for individual owners (4830-I-E)

Identity verification and third party determination for entity owners (4831-E)

Instruction page for completion of Identity verification and third party determination for entity owners (4831-I-E)

Financial forms

Contractual conversion form (4616-E)

Deferred sales charge reimbursement (4715-E)